Hello,
My name is James W. Filippi,
I have been a Financial Advisor for over 20 years. Having worked in Morgan Stanley’s Wealth Management Division for over 10 years while holding FINRA Series 7, 31, 63 and 65 Licenses currently held through LPL Financial. I also hold a CA Insurance Lic # 0D71251.
Our philosophy on the Financial Services Industry is…
"The client is the No. 1 focus! Each and every client has their own set of wants, needs and time horizons and I understand this. It’s about personal relationships and getting to know you’re client to better take care of them."
I grew up on our family’s winery and vineyard in South Fontana, CA. and attended Upland High School, Cochise Jr. College in Douglas, AZ, and FIU (Florida International University) in Miami, FL. My favorite sport growing up was Baseball which eventually led to my being drafted by and playing for the Chicago White Sox and San Diego Padres. I enjoy golf, reading science fiction and swimming. I am happily married to my beautiful wife Karen Filippi for 20 years.
James W. Filippi / Jfilippifinancial.com
Born: September 23, 1963 in Upland, California
Youngest son of Joseph A. Filippi and Elena P. Frattarelli – 2 older brothers Joseph & Gino
Family Business since 1922
J. Filippi Vintage Co. / Joseph Filippi Winery & Vineyards
Upland H.S. / Cochise Jr. College / FIU – Florida International University
Drafted in the 12th round of the 1984 June Amateur Baseball Draft by the Chicago White Sox
Also played for the San Diego Padres and played professionally in Australia and Italy.
Morgan Stanley Financial Advisor 2002-2013
Crowell Weedon 2013-2014
LPL Financial 2014-present
Securities Licenses
Series 7, 31, 63, 65 / Registered in 7 States OH, MO, CA, VR, AK, NV, CA
CA Insur. Lic. # 0D71251